All alliance members are committed to providing investment banking services that meet the highest professional and ethical standards. They confirm to:

  • Conduct their business with integrity.
  • Conduct their business with due skill, care and diligence.
  • Take reasonable care to organise and control their affairs responsibly and effectively, with adequate risk management systems.
  • Maintain adequate financial resources.
  • Observe proper standards of market conduct.
  • Pay due regard to the information needs of their clients, and communicate information to them in a way that is clear, fair, and not misleading.
  • Manage conflicts of interest fairly, both between themselves and their customers and between a customer and another client.
  • Take reasonable care to ensure the suitability of their advice and discretionary decisions for any customer who is entitled to rely upon their judgment.